Operational Resilience · Connected Sample Graph

DORA

Digital Operational Resilience Act · DORA

Every obligation, case, decision, action, control and evidence item below is a canonical sample-graph entity — the same ids resolve identically across the Beta workspace.

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Obligations

Linked Cases

3 elevated

Canonical Decisions

Canonical Actions

3 open

Controls

1 gap

Evidence Coverage

67%

2/3 collected

Unresolved Gaps

Effective Date

2025

Regulation Traceability — DORA

Regulation → Obligation → Control → Evidence → Case → Action

⚖️Regulation

Count

67%

Coverage

Gaps

Adequate

📜Obligation

Count

67%

Coverage

Gaps

Adequate

🎯Control

Count

67%

Coverage

Gaps

Adequate

✓Evidence

Count

67%

Coverage

Gaps

Adequate

📋Case

Count

Coverage

Gaps

Critical Gap

⚡Action

Count

Coverage

Gaps

Critical Gap

Obligations

OBL-FIN-04

DORA ICT Incident Log Gap

Monitoring alert not captured in DORA-required ICT incident register. Register update needed.

DORA ICT Risk — AI Vendor Contract Gap

AI model vendor contract missing DORA-required ICT concentration risk and exit strategy clauses.

DORA ICT Framework Gap

DORA Article 5 ICT risk management framework must be in place before EU licence approval. Current UK framework not equivalent.

Linked Cases & Risk Exposure

1 critical2 high

RS-FIN-2024-0001

Suspicious cross-border transaction cluster — EUR 85,000 to AE

AI Act High-Risk System — Credit Decisioning Model Without FRIA

EU Market Entry — FinTech Licensing Gap Analysis (UK → EU)

Decisions

DEC-FIN-01

Elevated — enhanced due diligence required

high confidenceHuman review pending

Suspicious cross-border transaction cluster — EUR 85,000 to AE. 4 regulatory obligation(s) triggered; residual high risk requires the action(s) below.

AMLRAMLA 2027Travel RuleDORA

Deterministic sample scenario for demonstration — not legal advice; a material decision requires an authorised compliance officer.

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DEC-AI-01

Escalate — immediate compliance action required

high confidenceHuman review pending

AI Act High-Risk System — Credit Decisioning Model Without FRIA. 4 regulatory obligation(s) triggered; residual critical risk requires the action(s) below.

EU AI ActDORA

Deterministic sample scenario for demonstration — not legal advice; a material decision requires an authorised compliance officer.

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DEC-ME-01

Elevated — enhanced due diligence required

high confidenceHuman review pending

EU Market Entry — FinTech Licensing Gap Analysis (UK → EU). 4 regulatory obligation(s) triggered; residual high risk requires the action(s) below.

DORAAMLA 2027AMLD6AMLR

Deterministic sample scenario for demonstration — not legal advice; a material decision requires an authorised compliance officer.

View Report →

Remediation Actions

ACT-FIN-04