ReguShield AI
Guided demo
Demo
Guided demo · sample data — read-only. A fixed, illustrative sample scenario: not a customer workspace, not live, nothing is saved.
Obligation Drilldown · OBL-FIN-04
Sample Data · Read-only

DORA ICT Incident Log Gap

Monitoring alert not captured in DORA-required ICT incident register. Register update needed.

lowDORA · DORA →DORA-ICT-002
Back to RegulationsBack to Cases
Obligation ID
OBL-FIN-04
Regulation
DORA
Severity
low
Case Reference
RS-FIN-2024-0001
Obligation Statement

Monitoring alert not captured in DORA-required ICT incident register. Register update needed.

Evidence Expectation

Documented evidence demonstrating compliance with DORA ICT Incident Log Gap (DORA).

Applicability

DemoPay Europe Ltd. operates transaction monitoring in scope of the frameworks above.

Company
DemoPay Europe Ltd.
In-Scope Frameworks
AMLA 2027AMLRAMLD6DORA
Linked Case(s)
RS-FIN-2024-0001
Suspicious cross-border transaction cluster — EUR 85,000 to AE
highunder review
Related Risk
Risk Level
high
Risk Score
78
Risk Drivers
  • Suspicious transaction pattern detected
  • Source of funds unverified
  • Cross-border exposure
  • KYC escalated to enhanced due diligence
Decision
Decision ID
DEC-FIN-01
Confidence
high
Human Review
pending human review
Outcome

Elevated — enhanced due diligence required

Limitations

Deterministic sample scenario for demonstration — not legal advice; a material decision requires an authorised compliance officer.

Controls
CTL-FIN-04
Control: DORA ICT Incident Log Gap
Operating frequency: Annual / On Change
operating
View all controls →
Evidence
EVD-FIN-04
Evidence: DORA ICT Incident Log Gap
Documented evidence demonstrating compliance with DORA ICT Incident Log Gap (DORA).
collected
Actions
ACT-FIN-04
Update DORA ICT incident register
Owner: Technology Risk
lowpending
Audit References
AUD-FIN-01 ·
Case opened: open
2024-11-01T10:00:00.000Z
AUD-FIN-02 ·
Regulatory alerts raised: 4 alert(s)
2024-11-01T10:30:00.000Z
AUD-FIN-03 ·
Inherent risk scored: 78 (high)
2024-11-01T11:00:00.000Z
AUD-FIN-04 ·
Decision recorded: DEC-FIN-01 → Elevated — enhanced due diligence required
2024-11-01T11:30:00.000Z
AUD-FIN-05 ·
Remediation actions assigned: 4 action(s)
2024-11-01T12:00:00.000Z
AUD-FIN-06 ·
Evidence linked to controls: 2/4 collected
2024-11-01T12:30:00.000Z
Sample Data · Read-only

This is a read-only Beta preview built on deterministic sample data — it is decision-support, not legal advice, and every decision here requires authorised human review. The customer workspace does not run this full chain yet — request access to see what is available for your organization today.

Start a Pilot →