Actions
Sample recommended next steps from the fixed, illustrative scenario — read-only.
Update AI vendor contract with DORA ICT clauses
RS-AI-2024-0001
Status
pendingImplement human oversight audit trail for model decisions
RS-AI-2024-0001
Status
pendingComplete Fundamental Rights Impact Assessment (FRIA)
RS-AI-2024-0001
Status
pendingCommission AI Act conformity assessment (Annex III)
RS-AI-2024-0001
Status
pendingAutomate beneficial ownership reporting for AMLR
RS-ME-2024-0001
Status
pendingUpdate corporate liability policy for AMLD6 compliance
RS-ME-2024-0001
Status
pendingLocalise CDD controls for AMLA 2027 EU requirements
RS-ME-2024-0001
Status
pendingImplement DORA-compliant ICT risk management framework
RS-ME-2024-0001
Status
pendingUpdate CASP AML transaction monitoring threshold policy
RS-CRY-2024-0001
Status
pendingObtain missing Travel Rule originator data for 3 transfers
RS-CRY-2024-0001
Status
pendingComplete reserve reconciliation report (illustrative MiCA mapping)
RS-CRY-2024-0001
Status
pendingUpdate DORA ICT incident register
RS-FIN-2024-0001
Status
pendingComplete Travel Rule data transmission
RS-FIN-2024-0001
Status
pendingFile STR with national FIU without undue delay
RS-FIN-2024-0001
Status
pendingInitiate Enhanced Due Diligence under AMLR Article 19
RS-FIN-2024-0001
Status
pending| Action | Case | Priority | Status |
|---|---|---|---|
| Update AI vendor contract with DORA ICT clauses | RS-AI-2024-0001 | medium | pending |
| Implement human oversight audit trail for model decisions | RS-AI-2024-0001 | high | pending |
| Complete Fundamental Rights Impact Assessment (FRIA) | RS-AI-2024-0001 | high | pending |
| Commission AI Act conformity assessment (Annex III) | RS-AI-2024-0001 | immediate | pending |
| Automate beneficial ownership reporting for AMLR | RS-ME-2024-0001 | medium | pending |
| Update corporate liability policy for AMLD6 compliance | RS-ME-2024-0001 | medium | pending |
| Localise CDD controls for AMLA 2027 EU requirements | RS-ME-2024-0001 | high | pending |
| Implement DORA-compliant ICT risk management framework | RS-ME-2024-0001 | high | pending |
| Update CASP AML transaction monitoring threshold policy | RS-CRY-2024-0001 | low | pending |
| Obtain missing Travel Rule originator data for 3 transfers | RS-CRY-2024-0001 | medium | pending |
| Complete reserve reconciliation report (illustrative MiCA mapping) | RS-CRY-2024-0001 | high | pending |
| Update DORA ICT incident register | RS-FIN-2024-0001 | low | pending |
| Complete Travel Rule data transmission | RS-FIN-2024-0001 | medium | pending |
| File STR with national FIU without undue delay | RS-FIN-2024-0001 | high | pending |
| Initiate Enhanced Due Diligence under AMLR Article 19 | RS-FIN-2024-0001 | high | pending |